Summary

The Department: Compliance

Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes.

The Role:Analyst, Compliance (Institutional Onboarding)

Gemini is looking for a smart, friendly individual who is organized, detail-oriented and eager to contribute to a world-class Compliance team. The ideal candidate will be a self-starter and quick study who is comfortable working within the fast-paced environment of a growing FinTech firm. This is a unique opportunity to make a real, immediate impact in an exciting new technology at an industry leading firm well-positioned for success.

Responsibilities:

1. Perform institutional and retail customer on-boarding using CDD and EDD research efforts and strategies as well as utilizing sound judgment and strong decision-making.
2. Draft and send RFIs directly to customers as needed.
3. Review issues escalated by external compliance personnel.
4. Identify potential red flags at onboarding and escalate as appropriate.
5. Work cross-functionally and globally with teams across the enterprise to address compliance related issues.
6. Facilitate customer requested account modifications.
7. Perform ad-hoc special projects as required.

Minimum Qualifications:

1. BA/BS degree or international equivalent.
2. 1-2 years of experience in the financial services industry with a focus on AML/CTF compliance.
3. Strong understanding of KYC requirements and best practices.
4. Previous experience performing customer onboarding, including assessment of customer risk.
5. Excellent written and verbal communication skills with a strong attention to detail. 
6. Track record of success and results, ideally in a high-growth or entrepreneurial environment.
7. Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed.

Preferred Qualifications:

1. Advanced degree/certifications, e.g., JD, CAMS, CFE.
2. Working knowledge of digital asset trading and blockchain technology, including previous experience working with blockchain analytics tools.
3. Familiarity with building out Confluence pages.
4. Comfort with an ever-changing regulatory landscape and fast-paced business environment.

Salary Range: The base salary range for this role is between $66,000 - $92,000 in the State of New York, the State of California and the State of Washington. This range is not inclusive of our discretionary bonus or equity package. When determining a candidate’s compensation, we consider a number of factors including skillset, experience, job scope, and current market data.

Skills

• Attention to Detail
• Communications Skills
• Compliance Knowledge
• Team Collaboration