Summary

Compliance at Gemini is a team dedicated to managing the next generation of financial crime in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes.

The Role: Associate, Compliance (Account Review)

Gemini is looking for a smart, friendly individual that is organized, detail-oriented and eager to contribute to a world-class compliance team. The ideal candidate will be a self-starter and quick study who is comfortable working within the fast-paced environment of a growing FinTech firm. This is a unique opportunity to make a real, immediate impact in an exciting new technology at an industry leading firm well-positioned for success.

Responsibilities:

1. Perform periodic and trigger-based institutional account reviews inclusive of KYC refresh, transactional analysis, and reviews of customer blockchain activity to identify potential red-flags and escalate as appropriate.
2. Interface with the Business Development team to ensure high priority customer accounts are reviewed in a timely manner.
3. Assist with QA reviews.
4. Work cross-functionally with teams across the enterprise to address compliance related issues.
5. Ensure clear and concise customer communication during the RFI process.  
6. Identify procedural inefficiencies and help develop and drive process improvements.
7. Perform ad-hoc special projects as required.

Minimum Qualifications:

1. BA/BS degree.
2. 3-4 years of experience in the financial services industry with a focus on transactional analysis, forensic accounting or other investigative functions.
3. Excellent written and verbal communication skills with a strong attention to detail. 
4. Track record of success and results, ideally in a high-growth or entrepreneurial environment.
5. Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed.
6. Previous experience performing KYC and periodic account reviews, including assessment of customer risk and transaction analysis. 
7. Strong understanding of transaction pattern red flags.

Preferred Qualifications:

1. Advanced degree/certifications, e.g., JD, MBA, CAMS, CFE.
2. Working knowledge of digital asset trading and blockchain technology, including previous experience working with blockchain analytics tools.
3. Familiarity with Google Suite Applications.
4. Intermediate-level expertise in Microsoft Excel.
5. Comfort with an ever-changing regulatory landscape and fast-paced business environment.

It Pays to Work Here

The compensation & benefits package for this role includes:

1. Competitive starting salary
2. A discretionary annual bonus
3. Long-term incentive in the form of a new hire equity grant
4. Comprehensive health plans
5. 401K with company matching
6. Paid Parental Leave
7. Flexible time off

Salary Range:

The base salary range for this role is between $75,000 - $93,000 in the State of New York, the State of California and the State of Washington. This range is not inclusive of our discretionary bonus or equity package. When determining a candidate’s compensation, we consider a number of factors including skillset, experience, job scope, and current market data.

Skills

• Attention to Detail
• Excel
• Legal Consulting