Summary

About the team + role

We are seeking a series 24 licensed Designated Principal to join the Marketing team at Robinhood! You will play a pivotal role in ensuring our marketing efforts adhere to all relevant financial regulations, while maintaining the integrity of our brand.

The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.

What you’ll do

1. Oversee the Robinhood Marketing function as its registered principal, supervising and advising on operational and regulatory compliance
2. Work closely with Product Marketing, Growth Marketing, Operations, and Creative teams. Offer guidance on marketing targeting and messaging, ensuring compliance with financial rules and regulations.
3. Engage with team members from Legal and Compliance to collaboratively review and approve marketing materials and strategies.
4. Develop and implement detailed, clear, and effective Written Supervisory Procedures (WSPs) that align with regulatory requirements, industry standards, and recommended practices.
5. Ensure documentation is kept up-to-date, files are accurately archived, and that they reflect appropriate status, content and approvals.
6. Flex into program management and/ or special projects as needed

What you bring

1. Series 24 license (General Securities Principal)
2. 8+ years of experience in the financial services industry, ideally on or in support or providing guidance to sales or marketing teams
3. Able to scrutinize content and information through the lens of financial regulations, and address potential conflicts / triage solutions
4. Strong understanding of paid advertising, email marketing operations, and compliance considerations, particularly in relation to financial regulations.
5. Deep expertise in investment products and a thorough knowledge of FINRA and SEC regulations applicable to Broker-Dealers, especially regarding public communications and customer recommendations (e.g., Reg BI).
6. Diligent work ethic and ability to adapt quickly while managing many projects simultaneously
7. Acute attention to detail

Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. This role is also eligible to participate in a Robinhood bonus plan and Robinhood’s equity plan. For other locations not listed, compensation can be discussed with your recruiter during the interview process.

Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)

$191,000—$225,000 USD

Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)

$168,000—$198,000 USD

Zone 3 (Lake Mary, FL)

$150,000—$176,000 USD

Skills

• Attention to Detail
• Compliance Knowledge
• Email Marketing
• Growth Marketing
• Marketing
• Operations
• Team Collaboration