Summary

About the team + role

The Financial Crimes Surveillance team at Robinhood monitors customer behavior to ensure we meet our requirements under firm policy, BSA, FinCEN guidance, SEC rules, and FINRA regulations.

As a Surveillance Senior Associate, you will be on a team responsible for performing trade surveillance investigations, which may result in the filing of Suspicious Activity Reports (SARs). This includes reviewing alerts to identify potential market manipulation and suspicious activity, performing ad hoc investigations from internal and external partners, as well as surveillance tuning and testing.

It is preferred that this role is located in one of the office locations listed on this job description which will align with our in-office working environment. This position is only eligible for remote work in limited geographies within the US where we do not have physical office locations. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.

What you’ll do

1. Perform trade surveillance investigations for cases of suspicious activity or potential market manipulation (e.g., Insider Trading, Wash Trading, Spoofing, Ramping, etc.)
2. Develop and support a recommendation for trade surveillance investigations which could result in a SAR filing
3. Perform ad hoc investigations from both internal and external partners
4. Collaborate with team members to test and tune existing and new trade surveillance controls
5. Participate in cross-functional, ad hoc projects related to trade surveillance process and program improvement

What you bring

1. Bachelor’s Degree
2. 1-2+ years working in Trade Surveillance / Market Surveillance for a broker-dealer or FinTech, or in a consulting capacity for a financial institution with experience working in equities and options
3. Strong written and verbal communication, analytical skills and great attention to detail
4. Ability to effectively prioritize and adapt to a changing environment
5. Experience with Eventus Trade Surveillance (Validus) and Actimize (ActOne) case management

What we offer

1. Market competitive and pay equity-focused compensation structure
2. 100% paid health insurance for employees with 90% coverage for dependents
3. Annual lifestyle wallet for personal wellness, learning and development, and more!
4. Lifetime maximum benefit for family forming and fertility benefits
5. Dedicated mental health support for employees and eligible dependents
6. Generous time away including company holidays, paid time off, sick time, parental leave, and more!
7. Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits

Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)

$45.20—$52.90 USD

Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)

$39.40—$46.60 USD

Zone 3 (Lake Mary, FL)

$35.10—$41.30 USD

Skills

• Analytical Thinking
• Attention to Detail
• Communications Skills
• Team Collaboration